Join product experts to see how your portfolio management data from Black Diamond helps fuel RCI's single web-based environment where compliance teams can verify supervisory activities and policies are functional, tracked, and executed consistently.
During this webinar, you will:
- Learn how and why the two solutions work together.
- See how you can effortlessly uphold your FINRA and SEC mandates such as employee trade and activity monitoring, trade and account supervision, suitability, supervision of elder investors as well as anti-money laundering.
- Get to know RCI and how it serves broker-dealers, enterprises, RIAs, and asset management clients from around the world with mandated regulatory oversight.
Don't miss this demonstration showing two SS&C powerhouses working together to deliver a scalable, easy to implement compliance solution.