Tuesday, July 17, 2018
12pm ET / 9am PT
Investment advisers need an infrastructure for GIPS compliance that can survive an SEC examination. While there are many similarities between the rules under the Advisers Act and the requirements of the GIPS standards, there are also notable differences. Please join the panelists for a discussion of best practices to address both GIPS and SEC requirements.
Panelists will share a high level overview of their experiences in tackling some of the regulatory and performance challenges around portability, mergers and acquisitions, and performance advertising.