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2018 SEC Exam Priorities &
Recent Exam Highlights
A look forward with the benefit of hindsight bias
Thursday, April 5, 2018
12pm ET / 9am PT
Duration: 60 minutes


Tobin S. Cochran, IACCP®
Managing Member/President
Focus 1 Associates, LLC


Janaya P. Moscony, CFA
SEC Compliance Consultants, Inc.

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